A. N. Pandey, Computer Operator, SBI, Zonal Office, Region-III, Varanasi v Public Information Officer, State Bank of India, Administrative Office, Varanasi

June 12, 2013

In A. N. Pandey, Computer Operator, SBI, Zonal Office, Region-III, Varanasi v Public Information Officer, State Bank of India, Administrative Office, Varanasi (Decision No. CIC/VS/A/2012/000644/03539, decided on 12 June 2013), the Central Information Commission (CIC) reviewed an appeal concerning public disclosure of bank personnel deputed for election duties. The Commission formally disposed of the appeal without regulatory intervention after the appellant communicated in writing that the requested information was no longer required, illustrating the legal principles governing third-party disclosures and withdrawal of proceedings under the Right to Information Act, 2005.

Background of the RTI Application and Information Requested

The appellant, Shri A. N. Pandey, submitted an application under Section 6(1) of the Right to Information Act, 2005 on 11 April 2012 to the Public Information Officer (PIO) at the State Bank of India Administrative Office in Varanasi. The appellant requested official records and communications forwarded by the State Bank of India to the District Collector and District Election Officer containing the list of bank employees nominated and deputed for election duties during the legislative assembly elections.

Response of the Public Information Officer and First Appellate Proceedings

The Public Information Officer responded on 17 May 2012, declining to disclose the employee deployment lists. The PIO cited statutory protections, explaining that the requested records related to internal employee allocations and third-party details whose disclosure served no public interest. Furthermore, the bank observed that the applicant was not a permanent employee of the banking organization and had not demonstrated any public interest justifying the disclosure of internal administrative correspondence with district election authorities.

Dissatisfied with the denial, the appellant filed a first appeal under Section 19(1) of the RTI Act on 12 May 2013 before the First Appellate Authority (FAA). With no documented resolution from the first appellate stage on record, the appellant approached the Central Information Commission in New Delhi by filing a second appeal under Section 19(3) on 21 June 2012.

Proceedings and Submissions Before the Central Information Commission

The second appeal in AN Pandey v PIO State Bank of India Varanasi was scheduled for hearing before Information Commissioner Vijai Sharma on 12 June 2013. The respondent bank participated in the proceedings through video conferencing from Varanasi, while the appellant remained absent. During the hearing, representatives for the State Bank of India submitted the following facts:

  • The appellant had sought copies of official communications sent by the bank to the District Collector regarding the names of bank personnel proposed for statutory electoral duty.
  • The bank had formally explained to the applicant that election rosters contain personal and administrative data of individual employees, making the material third party information exemption under RTI Act applicable in the absence of a larger public interest.
  • Subsequent to the initial correspondence, the appellant submitted a formal letter dated 8 June 2013 stating that he no longer required the requested information and requesting that the matter be treated as closed.

Legal Analysis: Third-Party Information and Election Duty Rosters Under RTI

This Central Information Commission RTI decision bank election duty matter touched upon key provisions of the Right to Information Act, 2005:

  • Section 8 Exemption and Personal Privacy: The Section 8 exemption RTI banking employee election roster principles protect personal information regarding public servants and bank employees that has no relationship to any public activity or interest, or which would cause an unwarranted invasion of privacy, unless the competent authority is satisfied that larger public interest justifies it.
  • Section 11 Procedure for Third-Party Data: When an applicant requests third-party information held by a public authority, statutory notice and consent mechanisms must be evaluated where disclosure is contemplated.
  • Election Deputation Records: While overall public expenditures on elections are subject to transparency, specific employee lists and deployment schedules involve administrative coordination between banking institutions and constitutional election authorities.
  • Fiduciary Duty and Administrative Efficiency: Public authorities maintain internal administrative communications under administrative confidentiality, requiring applicants to articulate specific legal injury or genuine transparency grounds rather than generic inquiries.

Procedural Duties of Public Information Officers and First Appellate Authorities

Under the statutory scheme of the RTI Act, Public Information Officers and First Appellate Authorities bear distinct responsibilities when processing requests involving internal deployment rosters:

  • Timely Adjudication: First Appellate Authorities are required under Section 19(6) of the Act to dispose of first appeals within 30 days, or at maximum 45 days with recorded reasons, ensuring that applicants are not forced to seek second appeals before the Central Information Commission due to administrative delays.
  • Speaking Orders: Orders rejecting information requests must explicitly articulate the statutory exemption clauses under Section 8(1) and substantiate how disclosure compromises protected interests without overriding public benefit.
  • Severability Under Section 10: Where non-exempt portions of requested records can reasonably be severed from protected third-party personal data, the Public Information Officer must provide the non-exempt information while withholding personal identifiers.

Commission Findings and Disposal Order

Taking into account the appellant's written submission dated 8 June 2013 confirming the withdrawal of RTI second appeal before CIC, together with his non-appearance at the hearing, the Central Information Commission determined that no further adjudication was warranted. The Commission ruled that Commission intervention is not required and formally disposed of the appeal, directing that copies of the decision be provided free of cost to the respective parties.

Practical Implications for RTI Applicants and Banking Institutions

The ruling provides practical guidance for information seekers and public authorities:

  1. Clear Public Interest Requirement: When requesting internal personnel lists or deployment records, applicants must establish how disclosure serves public interest rather than private curiosity.
  2. Significance of Formal Withdrawal: When an appellant submits written confirmation that information is no longer needed, the Commission will respect the withdrawal and close appellate proceedings without unnecessary litigation.
  3. Balancing Transparency and Privacy: Public sector banks must evaluate disclosure requests by balancing administrative transparency under the RTI Act with duty of care toward employee privacy and statutory exemptions.
  4. Administrative Burden Considerations: Compiling extensive historical deployment records can divert public resources, requiring authorities to assess whether disclosure meets proportional public benefit standards.
  5. Documentation of Procedural Communications: Banking legal officers must preserve all written correspondence and withdrawal letters to ensure swift resolution during second appellate hearings before the Commission.
  6. First Appellate Authority Timelines: Public authorities must ensure First Appellate Authorities dispose of appeals within the 30 to 45 day statutory timeline to prevent avoidable escalations to the Central Information Commission.

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